Job openings for rms in bangalore

JOB DESCRIPTION
Department Compliance
Designation / Role:RMS-Assistant Manager
Core Areas:Knowledge in share market & SEBI Regularization
Experience in Knowledge of SEBI Regularisation
· Maintain all the Registers as per Exchange Norms
· Assisting CDSL and Exchange Inspections on DP
· Maintain Compliance Risk Management program elements, such as documentation of compliance controls like KYC, CERSAI
· Cooperate with internal and external audit and operational risk management
· Work closely with portfolio managers, traders and other advisor professionals to design and implement operational policies and procedures
· Preparing/filing reports/notices with the regulators
· Monitoring adherence to risk limits for all trading activities using quantitative measures, including Value at Risk (VaR)
· Preparing internal and concurrent audit work and submission to SEBI and All exchanges and CDSL

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