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Darshini management solutions

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RMS-Assistant Manager


Department Compliance
Designation / Role:RMS-Assistant Manager
Core Areas:Knowledge in share market & SEBI Regularization
Experience in Knowledge of SEBI Regularisation
· Maintain all the Registers as per Exchange Norms
· Assisting CDSL and Exchange Inspections on DP
· Maintain Compliance Risk Management program elements, such as documentation of compliance controls like KYC, CERSAI
· Cooperate with internal and external audit and operational risk management
· Work closely with portfolio managers, traders and other advisor professionals to design and implement operational policies and procedures
· Preparing/filing reports/notices with the regulators
· Monitoring adherence to risk limits for all trading activities using quantitative measures, including Value at Risk (VaR)
· Preparing internal and concurrent audit work and submission to SEBI and All exchanges and CDSL

Experience 2 - 5 Years
Salary 2 Lac 25 Thousand To 3 Lac 50 Thousand P.A.
Industry Financial Services / Banking, Investments / Insurance / stock market / Loan
Qualification Other Bachelor Degree, B.Com, M.Com
Key Skills Good Communication RMS Share Market Agent Share Market Broker SEBI Regularization

About Company

Contact Person Jayaram sathyamurthy
Address # 7, 2nd Floor,Nanjundeswara Complex,BEML Main Road New
Mobile 6362123411
Email ID darshinimanagementsolutions@gmail.com